The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
================================================================= Consecutive Days Ticker Security Name on List ================================================================= AERO AERO GROW INTERNATIONAL, INC. 3 ATPG ATP OIL & GAS CORPORATION 1 BISU BIO SOLUTIONS CORP COM 7 CALL MAGICJACK VOCALTEC LTD ORD SHS 16 CTCC CITY CAPITAL CORPORATION 38 GENE GENETIC TECHS LTD 4 HLTOY HELLENIC TELECOMM ORG ADS(RP1/ 17 IAGI IA GLOBAL, INC. COMMON STOCK 8 IMGG IMAGING3 INC 10 IPMN Imperial Petroleum, Inc. New C 4 MSEH MESA ENERGY HLDGS INC COM STK 12 MTSXY METAL STORM LTD 22 OGZPY GAZPROM;ADR REP 4 ORD RUB5 REG 5 ROSG ROSETTA GENOMICS LTD ORD SHS N 10 SEFE SEFE, INC COM STOCK 1 SGAS Sino Gas International Holding 6 SKDTY SKY DEUTSCHLAND AG UNSPONSORED 3 SQQQ PROSHARES ULTRAPRO SHORT QQQ N 101 TCEPY TIANJIN CAPITAL ENVIRONMENTAL 10 TMHO TALISMAN HLDGS INC COM STK (CO 5 TMKXY TMK OAO SPONSORED ADR (RU) 13 TQQQ PROSHARES ULTRAPRO QQQ 52 VCSH VANGUARD SHT-TERM CORP BD ETF 8 VDCMY VODACOM GROUP LIMITED ADR (SO 9 ZAGG ZAGG INC COM STK 8 ================================================================= NOTE: For more information on threshold securities, see: http://www.sec.gov/spotlight/keyregshoissues.htm SOURCE: Nasdaq
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