Already a Bloomberg.com user?
Sign in with the same account.
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
=================================================================
Consecutive Days
Ticker Security Name on List
=================================================================
AERO AERO GROW INTERNATIONAL, INC. 2
BISU BIO SOLUTIONS CORP COM 6
CALL MAGICJACK VOCALTEC LTD ORD SHS 15
CTCC CITY CAPITAL CORPORATION 37
GDFZY GDF SUEZ SPONSORED ADR (FRANCE 9
GENE GENETIC TECHS LTD 3
HLTOY HELLENIC TELECOMM ORG ADS(RP1/ 16
IAGI IA GLOBAL, INC. COMMON STOCK 7
IMGG IMAGING3 INC 9
IPMN Imperial Petroleum, Inc. New C 3
MSEH MESA ENERGY HLDGS INC COM STK 11
MTSXY METAL STORM LTD 21
OGZPY GAZPROM;ADR REP 4 ORD RUB5 REG 4
ROSG ROSETTA GENOMICS LTD ORD SHS N 9
SGAS Sino Gas International Holding 5
SKDTY SKY DEUTSCHLAND AG UNSPONSORED 2
SQQQ PROSHARES ULTRAPRO SHORT QQQ N 100
TCEPY TIANJIN CAPITAL ENVIRONMENTAL 9
TMHO TALISMAN HLDGS INC COM STK (CO 4
TMKXY TMK OAO SPONSORED ADR (RU) 12
TQQQ PROSHARES ULTRAPRO QQQ 51
VCLT VANGUARD LG-TRM CORP BD ETF 5
VCSH VANGUARD SHT-TERM CORP BD ETF 7
VDCMY VODACOM GROUP LIMITED ADR (SO 8
ZAGG ZAGG INC COM STK 7
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm
SOURCE: Nasdaq
To contact the reporter on this story: Cynthia Li in Hong Kong at cli205@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net