Bloomberg News

Nasdaq ‘Threshold’ Securities for June 4

June 04, 2012

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
AERO    AERO GROW INTERNATIONAL, INC.                          1
BISU    BIO SOLUTIONS CORP COM                                 5
CALL    MAGICJACK VOCALTEC LTD ORD SHS                        14
CTCC    CITY CAPITAL CORPORATION                              36
GDFZY   GDF SUEZ SPONSORED ADR (FRANCE                         8
GENE    GENETIC TECHS LTD                                      2
HLTOY   HELLENIC TELECOMM ORG ADS(RP1/                        15
IAGI    IA GLOBAL, INC. COMMON STOCK                           6
IMGG    IMAGING3 INC                                           8
IPMN    Imperial Petroleum, Inc. New C                         2
MSEH    MESA ENERGY HLDGS INC COM STK                         10
MTSXY   METAL STORM LTD                                       20
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                         3
ROSG    ROSETTA GENOMICS LTD ORD SHS N                         8
SGAS    Sino Gas International Holding                         4
SKDTY   SKY DEUTSCHLAND AG UNSPONSORED                         1
SQQQ    PROSHARES ULTRAPRO SHORT QQQ N                        99
TCEPY   TIANJIN CAPITAL ENVIRONMENTAL                          8
TMHO    TALISMAN HLDGS INC COM STK (CO                         3
TMKXY   TMK OAO SPONSORED ADR (RU)                            11
TQQQ    PROSHARES ULTRAPRO QQQ                                50
VCLT    VANGUARD LG-TRM CORP BD ETF                            4
VCSH    VANGUARD SHT-TERM CORP BD ETF                          6
VDCMY   VODACOM GROUP LIMITED ADR  (SO                         7
ZAGG    ZAGG INC COM STK                                       6
=================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: Nasdaq

To contact the reporter on this story: Cynthia Li in Hong Kong at cli205@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net


Toyota's Hydrogen Man
LIMITED-TIME OFFER SUBSCRIBE NOW
 
blog comments powered by Disqus