Bloomberg News

NYSE Arca ‘Threshold’ Securities for March 15

March 15, 2012

The following is a list of “threshold securities” from the New York Stock Exchange Arca, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
AGF     PowerShares DB Agriculture Long ETN                       17
BGZ     Direxion Daily Large Cap Bear 3X Shares                   66
BOIL    ProShares Ultra DJ-UBS Natural Gas ETF                    20
BSCH    Guggenheim BulletShares 2017 Corporate Bond ETF           11
BSJF    Guggenheim BulletShares 2015 High Yield Corporat          38
DIG     ProShares Ultra Oil & Gas                                 10
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
DSLV    VelocityShares 3x Inverse Silver ETN linked to S          14
DUG     ProShares UltraShort Oil & Gas                             1
DUST    Direxion Daily Gold Miners Bear 3x Shares                 11
EDZ     Direxion Daily Emerging Markets Bear 3X Shares           246
EEV     ProShares UltraShort MSCI Emerging Markets                 8
EIS     iShares MSCI Israel Capped Index Fund                      5
EQL     ALPS Equal Sector Weight ETF                               5
ERX     Direxion Daily Energy Bull 3X Shares                       3
EUM     ProShares Short MSCI Emerging Markets                      1
EWZS    iShares MSCI Brazil Small Cap Index Fund                   4
EZM     WisdomTree MidCap Earnings Fund                            7
FAD     First Trust MultiCap Growth AlphaDEX Fund                 12
FAS     Direxion Daily Financial Bull 3X Shares                   79
FAZ     Direxion Daily Financial Bear 3X Shares                  258
FXR     First Trust Industrials/Producer Durables AlphaD          16
GAZ     iPath Dow Jones-UBS Natural Gas Subindex Total R          20
ICN     WisdomTree Dreyfus Indian Rupee Fund                       4
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
IST     SPDR S&P International Telecommunications Sector           4
IXG     iShares S&P Global Financials Sector Index Fund            1
IYT     iShares Dow Jones Transportation Average Index F          21
MUAC    iShares 2014 S&P AMT-Free Municipal Series                 1
MVV     ProShares Ultra MidCap400                                 24
NORW    Global X Norway Norway ETF                                 6
PEK     Market Vectors China ETF                                   7
PMR     PowerShares Dynamic Retail Portfolio                       4
PSQ     ProShares Short QQQ                                       13
PWZ     PowerShares Insured California Municipal Bond Po           5
PXF     PowerShares FTSE RAFI Developed Markets ex-U.S.           10
PYZ     PowerShares Dynamic Basic Materials Sector Portf           5
PZT     PowerShares Insured New York Municipal Bond Port           5
QLD     ProShares Ultra QQQ                                        6
RBL     SPDR S&P Russia ETF                                        5
RETS    Direxion Daily Retail Bear 3X Shares                       4
RWM     ProShares Short Russell2000                                5
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
RZG     Guggenheim S&P Smallcap 600 Pure Growth ETF                3
SCHZ    Schwab U.S. Aggregate Bond ETF                             1
SCO     ProShares UltraShort DJ-UBS Crude Oil                     14
SMH     Market Vectors Semiconductor ETF                           2
SSO     ProShares Ultra S&P500                                     5
SVXY    ProShares Short VIX Short-Term Futures ETF                20
TMF     Direxion Daily 20 Year Plus Treasury Bull 3x Sha          24
TMV     Direxion Daily 20 Year Plus Treasury Bear 3x Sha          24
TNA     Direxion Daily Small Cap Bull 3X Shares                  239
TVIZ    VelocityShares Daily 2x VIX Medium Term ETN               10
TWM     ProShares UltraShort Russell2000                          11
TYH     Direxion Daily Technology Bull 3X Shares                   8
TYP     Direxion Daily Technology Bear 3X Shares                  42
TZA     Direxion Daily Small Cap Bear 3X Shares                  222
UCO     ProShares Ultra DJ-UBS Crude Oil                          44
UGLD    VelocityShares 3x Long Gold ETN linked to the S&          46
USLV    VelocityShares 3x Long Silver ETN linked to the           10
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
VIIX    VelocityShares VIX Short Term ETN                         12
XLB     Materials Select Sector SPDR Fund                          5
XLI     Industrial Select Sector SPDR Fund                         7
XLY     Consumer Discretionary Select Sector SPDR Fund             5
XME     SPDR S&P Metals & Mining ETF                               2
XRT     SPDR S&P Retail ETF                                       46
ZSL     ProShares UltraShort Silver                              136
=====================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: New York Stock Exchange

To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net


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