Bloomberg News

NYSE Arca ‘Threshold’ Securities for Feb. 24

February 26, 2012

The following is a list of “threshold securities” from the New York Stock Exchange Arca, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
AGF     PowerShares DB Agriculture Long ETN                        3
AGQ     ProShares Ultra Silver                                    51
BABS    SPDR Nuveen Barclays Capital Build America Bond            7
BGZ     Direxion Daily Large Cap Bear 3X Shares                   52
BOIL    ProShares Ultra DJ-UBS Natural Gas ETF                     6
BSJF    Guggenheim BulletShares 2015 High Yield Corporat          24
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
COWS    Direxion Daily Agribusiness Bear 3X Shares                12
DOG     ProShares Short Dow30                                      3
DRN     Direxion Daily Real Estate Bull 3x Shares                 30
EAPS    Pax MSCI EAFE ESG Index ETF                                1
EDC     Direxion Daily Emerging Markets Bull 3X Shares            64
EDZ     Direxion Daily Emerging Markets Bear 3X Shares           232
EFAV    iShares MSCI EAFE Minimum Volatility Index Fund            9
EQL     ALPS Equal Sector Weight ETF                               4
ERY     Direxion Daily Energy Bear 3X Shares                      19
FAB     First Trust Multi Cap Value AlphaDEX Fund                  3
FAS     Direxion Daily Financial Bull 3X Shares                   65
FAZ     Direxion Daily Financial Bear 3X Shares                  244
FDT     First Trust Developed Markets ex-US AlphaDEX Fun          10
FEM     First Trust Emerging Markets AlphaDEX Fund                19
FEZ     SPDR EURO STOXX 50 ETF                                    48
FXR     First Trust Industrials/Producer Durables AlphaD           2
GAZ     iPath Dow Jones-UBS Natural Gas Subindex Total R           6
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
GLL     ProShares UltraShort Gold                                  3
GML     SPDR S&P Emerging Latin America ETF                        5
GSY     Guggenheim Enhanced Short Duration Bond ETF                9
GUR     SPDR S&P Emerging Europe ETF                               1
HYMB    SPDR Nuveen S&P High Yield Municipal Bond ETF              5
INDL    Direxion Daily India Bull 3x Shares                        3
IYF     iShares Dow Jones US Financial Sector Index Fund          22
IYM     iShares Dow Jones US Basic Materials Sector Inde          24
IYT     iShares Dow Jones Transportation Average Index F           7
KBWD    PowerShares KBW High Dividend Yield Financial Po          24
LVL     Guggenheim S&P Global Dividend Opportunities Ind          15
LVOL    Russell 1000 Low Volatility ETF                            8
MATH    Meidell Tactical Advantage ETF                             1
MVV     ProShares Ultra MidCap400                                 10
OIH     Market Vectors Oil Service ETF                            23
PCEF    PowerShares CEF Income Composite Portfolio                 4
PIE     PowerShares DWA Emerging Markets Technical Leade           8
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
PPH     Market Vectors Pharmaceutical ETF                          8
REW     ProShares UltraShort Technology                            3
RZV     Rydex S&P Smallcap 600 Pure Value ETF                      6
SCHD    Schwab US Dividend Equity ETF                             78
SMB     Market Vectors Short Municipal ETF                         1
SMN     ProShares UltraShort Basic Materials                       2
SOXS    Direxion Daily Semiconductors Bear 3x Shares               1
SPHB    PowerShares S&P 500 High Beta Port ETF                     9
SPXU    ProShares UltraPro Short S&P 500                          25
SVXY    ProShares Short VIX Short-Term Futures ETF                 6
TMF     Direxion Daily 20 Year Plus Treasury Bull 3x Sha          10
TMV     Direxion Daily 20 Year Plus Treasury Bear 3x Sha          10
TNA     Direxion Daily Small Cap Bull 3X Shares                  225
TYP     Direxion Daily Technology Bear 3X Shares                  28
TZA     Direxion Daily Small Cap Bear 3X Shares                  208
UCO     ProShares Ultra DJ-UBS Crude Oil                          30
UDOW    ProShares UltraPro Dow30                                   3
=====================================================================
                                                        Consecutive
Ticker  Security Name                                   Days on List
=====================================================================
UGLD    VelocityShares 3x Long Gold ETN linked to the S&          32
UVXY    ProShares Ultra VIX Short-Term Futures ETF                73
UWM     ProShares Ultra Russell2000                               10
VXZ     iPATH S&P 500 VIX Mid-Term Futures ETN                     3
XME     SPDR S&P Metals & Mining ETF                               2
XRT     SPDR S&P Retail ETF                                       32
ZSL     ProShares UltraShort Silver                              122
=====================================================================
NOTE: For more information on threshold securities, see:
http://www.sec.gov/spotlight/keyregshoissues.htm

SOURCE: New York Stock Exchange

To contact the reporter on this story: Daniel Petrie in Sydney at dpetrie5@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net


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