Bloomberg News

Legg Mason’s Bowden Named to Head SEC Examination Program

October 21, 2011

Oct. 21 (Bloomberg) -- The U.S. Securities and Exchange Commission said Andrew J. Bowden will join the agency as an associate director to lead the National Investment Adviser/Investment Company Examination Program.

Bowden, who will take the post in the Office of Compliance Inspections and Examinations on Nov. 1, joins the SEC from Legg Mason Inc., where he held senior executive positions in its legal/compliance and business units, the agency said in a statement today. He will oversee a staff of about 450 lawyers, accountants, and examiners responsible for inspecting U.S.- registered investment advisers and firms, the SEC said.

To contact the reporter on this story: Gregory Mott in Washington at gmott1@bloomberg.net

To contact the editor responsible for this story: Lawrence Roberts at lroberts13@bloomberg.net


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